Module 6

Scenario Cards

Pumping Principles & Pumping Behaviour
Facilitator: adjust scaffolding level before distributing

Module 6 Scenario Cards: Pumping Principles & Pumping Behaviour

Module: M06 — Pumping Principles & Pumping Behaviour Rig Configuration: R1-A (Simple Single-Pump Roughing Rig) Cards: SC-M06-01 through SC-M06-03

R1-A Component Reference

Component ID Name Type
R1-CH Chamber Volume
R1-P-RP Roughing Pump Pump
R1-V-VENT Vent Valve Valve
R1-V-ISO Isolation Valve Valve
R1-G-CH Chamber Gauge (Pirani) Gauge
R1-G-BX Barometric Reference Indicator
R1-FLT-VENT Vent Filter (sintered metal) Filter
R1-FLT-EXH Exhaust Filter (oil mist) Filter
R1-L-FL Foreline Line
R1-L-VENT Vent Line Line
R1-L-EXH Exhaust Line Line

SC-M06-01: Pump Won't Reach Base Pressure — Multi-Module Diagnostic

Clue: This capstone scenario requires you to integrate concepts from M02 through M05. Start by identifying the symptoms.
Guide: Check: What is the system doing vs what should it be doing? What has changed recently? What does the rate-of-rise tell you? What module concepts apply to each piece of evidence?

Module: M06 Rig Config: R1-A Competency: M06-COMP-01, M06-COMP-02 Indicators Assessed: M06-IND-01.04, M06-IND-02.01, M06-IND-02.04 Cross-Module Knowledge: M02 (rate-of-rise interpretation, gas load sources), M03 (conductance, effective pumping speed), M04 (seal condition, O-ring failure modes), M05 (isolation points, valve function)

System State

State Name: ROUGHING (stalled) One-line description: R1-A has been roughing for 40 minutes. The viscous flow phase was normal, but the system has stalled at 0.18 mbar — well above the normal base pressure of 0.05 mbar. Multiple pieces of evidence have been collected to guide diagnosis.

Background Information (Provided to Students)

R1-A has been in regular service for six months and has been performing within specification until this week. The system reached 0.05 mbar consistently every day last month. This morning, the operator starts a routine pump-down from VENTED state (~950 mbar).

The viscous flow phase (950 to 1 mbar) completes in the normal ~90 seconds. Below 1 mbar, the pump-down slows and the system stalls at 0.18 mbar after 40 minutes of continuous pumping. The operator stops and collects evidence systematically.

No maintenance has been performed recently. No changes have been made to the chamber, foreline, or any connections. The workshop conditions are normal (not unusually humid).

Valve Positions (During Investigation)

Valve ID Valve Name Position Why
R1-V-VENT Vent Valve CLOSED System is being roughed; vent path sealed.
R1-V-ISO Isolation Valve See test sequence below Opened for roughing, closed for rate-of-rise test.

Evidence Package (Provided to Students)

Evidence 1 — Pump-Down Data:

Time from start R1-G-CH (mbar) Notes
0 min 950 Start from VENTED state
1.5 min 1.0 Viscous flow phase — normal
5 min 0.45 Slower than expected below 1 mbar
10 min 0.28 Still dropping but slowly
20 min 0.20 Nearly stalled
40 min 0.18 Stalled — no further progress

Evidence 2 — Rate-of-Rise Test (R1-V-ISO closed at 0.18 mbar):

Time after isolation R1-G-CH (mbar) Rate (mbar/min)
0 min 0.18
1 min 0.22 0.040
3 min 0.30 0.040
5 min 0.38 0.040
10 min 0.58 0.040

Evidence 3 — Pump Independent Test: R1-P-RP disconnected from foreline and tested at its own inlet: reaches 0.009 mbar in 5 minutes. Within rated specification.

Evidence 4 — Visual Inspection:

Evidence 5 — System History:

Pump Status

Pump ID Pump Name Status Notes
R1-P-RP Roughing Pump ON (during roughing) / OFF (during RoR test) Pump is healthy — reaches 0.009 mbar independently. All visual checks normal.

Media Placeholder

[Media: SC-M06-01 Evidence Dashboard]

Student Prompt

The lead technician is investigating the R1-A performance problem. All five evidence packages are available above.

1. Recognise: List every piece of evidence and state what each one tells you. Separate what is KNOWN from what is SUSPECTED. Pay specific attention to the rate-of-rise pattern — what does a constant rate mean? 2. Interpret: Three hypotheses are proposed: - Hypothesis A: The pump is failing and needs replacement. - Hypothesis B: The foreline conductance has degraded, limiting effective pumping speed. - Hypothesis C: A seal has developed a leak, allowing atmospheric gas to enter the chamber.

For each hypothesis, state whether the evidence supports, contradicts, or is neutral — and cite the specific evidence item. Rank the hypotheses from most to least likely. 3. Communicate: A colleague suggests: "We should just buy a bigger pump — 20 m³/h instead of 5 m³/h — that will overpower whatever the problem is." Write a 3-4 sentence response explaining why this suggestion does not address the root cause. Explain the relationship between gas load, effective pumping speed, and base pressure to support your argument. 4. Escalate: Write an escalation note (4-5 sentences) for the maintenance supervisor. Include: what was observed, what the evidence points to, what has been ruled out, and what questions remain unanswered. Include at least 3 UNKNOWN items that require further evidence to resolve.

Teaching Points (Facilitator Notes)

Expected student observations:

Hypothesis evaluation:

Hypothesis Verdict Key Evidence
A: Pump failure Eliminated Pump reaches 0.009 mbar independently (Evidence 3). All visual pump checks normal (Evidence 4).
B: Foreline conductance Unlikely Foreline is original spec (Evidence 5). Viscous flow phase is normal (Evidence 1) — a conductance restriction would also slow the viscous phase.
C: Seal leak Supported (leading) Constant rate-of-rise at 0.040 mbar/min (Evidence 2) is the definitive signature of atmospheric gas entering the chamber. O-rings are 4 months old — compression set is possible but early.

Key learning moments:

Model escalation note: "R1-A is stalling at 0.18 mbar (normal base: 0.05 mbar). Viscous flow phase is normal (950 to 1 mbar in 90 seconds). R1-P-RP reaches 0.009 mbar independently — pump is within spec.

Rate-of-rise test shows a constant rate of 0.040 mbar/min, consistent with a real atmospheric leak. All visual checks (oil, exhaust filter, connections, pump sound) are normal. Leading hypothesis: a seal on the chamber boundary (R1-V-ISO seat, R1-V-VENT seat, or chamber flange O-ring) has developed a leak.

UNKNOWN: (1) Which specific seal is leaking — sequential isolation tests with each valve would help localise the zone. (2) Whether the 4-month-old O-rings show visible compression set or damage — removal and visual inspection would provide this information. (3) Whether the leak is in the valve seat or the flange connection — a localised helium spray test (if available) would help discriminate."

Common student errors:

SC-M06-02: Backstreaming Symptoms — Elevated Base Pressure with Hydrocarbon Indicators

Clue: Multiple factors may be contributing. Use the evidence to distinguish between them.
Guide: Apply the multi-hypothesis ranking approach: list possible causes, identify supporting and contradicting evidence for each, and determine what discriminating test would confirm or eliminate each hypothesis.

Module: M06 Rig Config: R1-A Competency: M06-COMP-02 Indicators Assessed: M06-IND-02.01, M06-IND-02.03, M06-IND-02.04 Cross-Module Knowledge: M02 (contamination sources, outgassing vs leak), M03 (molecular flow behaviour), M04 (material contamination), M05 (isolation valve function)

System State

State Name: ISOLATED (post-investigation) One-line description: R1-A has been pumping at low pressure for extended periods over the past two weeks. The base pressure has gradually risen, and a thin-film coating specialist who inspected the chamber interior reports finding an oily residue on the chamber walls. The system has no foreline trap.

Background Information (Provided to Students)

R1-A has been used for daily pump-down demonstrations for two weeks. The daily routine has been: start from VENTED state, pump down to base pressure, leave the pump running at base pressure for 2-3 hours while demonstrating gauge behaviour to students, then vent and shut down.

At the start of the two-week period, the base pressure was 0.05 mbar — normal. By the end of the first week, the base pressure had crept up to 0.07 mbar.

By the end of the second week, it reads 0.10 mbar. The pump-down time has also increased: 8 minutes initially, now 12 minutes.

A thin-film coating specialist visiting the facility inspects the chamber interior (during a vented state) and reports: "There is a faint oily film on the chamber walls. It looks like hydrocarbon contamination — I've seen this before on systems with backstreaming problems."

The maintenance technician collects additional evidence.

Valve Positions (During Rate-of-Rise Test)

Valve ID Valve Name Position Why
R1-V-VENT Vent Valve CLOSED System is isolated for rate-of-rise testing.
R1-V-ISO Isolation Valve CLOSED System is isolated — chamber disconnected from pump.

Evidence Package (Provided to Students)

Evidence 1 — Base Pressure Trend:

Day Base Pressure (mbar) Pump-Down Time (min) Daily Pump Time at Base (hours)
Day 1 0.05 8 2.5
Day 5 0.06 9 3.0
Day 8 0.07 10 2.5
Day 10 0.09 11 3.0
Day 14 0.10 12 2.0

Evidence 2 — Rate-of-Rise Test (Day 14, isolated at 0.10 mbar):

Time after isolation R1-G-CH (mbar) Rate (mbar/min)
0 min 0.10
1 min 0.13 0.030
3 min 0.17 0.020
5 min 0.20 0.015
10 min 0.25 0.010

Evidence 3 — Pump Independent Test: R1-P-RP reaches 0.008 mbar at its own inlet. Within specification.

Evidence 4 — Visual Observations:

Evidence 5 — System Configuration:

Pump Status

Pump ID Pump Name Status Notes
R1-P-RP Roughing Pump OFF (during investigation) Pump is healthy — reaches 0.008 mbar independently. Oil condition normal.

Media Placeholder

[Media: SC-M06-02 Backstreaming Mechanism Diagram]

Student Prompt

The maintenance technician has collected the evidence above. A thin-film coating specialist has identified what appears to be hydrocarbon contamination inside the chamber.

1. Recognise: Describe the trend in the evidence. What has changed over the two-week period, and what has stayed the same? What is the significance of the rate-of-rise pattern — decreasing rate, not constant? 2. Interpret: The oily film on the chamber walls is the key new evidence. Explain the mechanism by which pump oil can reach the chamber interior, even though gas is flowing in the opposite direction during pumping. Why is this problem worst when the pump runs at low pressure for extended periods? Connect this to at least two M02 concepts. 3. Communicate: Write a 3-4 sentence explanation for the visiting thin-film coating specialist that describes: (a) why R1-A is susceptible to this problem, and (b) what types of measures are known to control or prevent backstreaming in general. Use generic descriptions rather than specific product names. 4. Escalate: The facility manager asks: "Is this a health and safety concern or just a performance issue?" Provide a structured answer that addresses both the performance consequences and any safety or contamination implications. Include at least 3 UNKNOWN items.

Teaching Points (Facilitator Notes)

Expected student observations:

Key learning moments:

Model explanation for the thin-film specialist: "R1-A uses an oil-sealed rotary vane pump (R1-P-RP) with no foreline trap between the pump and the chamber. When the system runs at base pressure for 2-3 hours daily with R1-V-ISO open, oil vapour from the pump migrates backward through the foreline into the chamber — there is insufficient gas flow to oppose this at low pressure.

The deposited oil is the hydrocarbon film you identified. Control options include closing the isolation valve during extended idle periods, installing a foreline trap to intercept the vapour, using gas ballast to increase exhaust-ward flow, or replacing the pump with an oil-free type."

Health and safety answer: "Both. Performance: the oily film increases the chamber's gas load, raising base pressure and extending pump-down times — this will worsen if not addressed.

Safety: the oily film itself is not an acute hazard inside a sealed chamber, but it represents pump oil contamination of a workspace. If this were a process chamber (thin-film coating, semiconductor), the hydrocarbon contamination would be a serious quality problem.

The oil mist hazard is handled by R1-FLT-EXH on the exhaust side and is not related to backstreaming. UNKNOWN: (1) The exact composition of the oily film — is it pump oil or a breakdown product? (2) Whether the contamination has affected any internal seals or gauge accuracy. (3) Whether cleaning the chamber walls (solvent wipe) would restore normal base pressure, or whether deeper cleaning (bake-out) is required."

Common student errors:

SC-M06-03: Pump Behaviour Change — Noise, Vibration & Exhaust Observation

Clue: This is the capstone integration. Draw on every module: gas loads (M02), conductance (M03), materials (M04), system layout (M05), pumping principles (M06).
Guide: Build a ranked hypothesis list using evidence from multiple modules. For each hypothesis, identify which module concept supports it and what discriminating test would confirm it.

Module: M06 Rig Config: R1-A Competency: M06-COMP-02 Indicators Assessed: M06-IND-02.02, M06-IND-02.04 Cross-Module Knowledge: M02 (rate-of-rise for context), M04 (oil condition assessment), M05 (system state interpretation)

System State

State Name: ROUGHING (with abnormal pump symptoms) One-line description: R1-A is being roughed. The pump (R1-P-RP) has developed multiple abnormal symptoms: a new rattling noise, increased vibration, visible oil mist at the R1-FLT-EXH exhaust, and a stronger-than-usual exhaust odour. The system is still reaching a base pressure, but it is degraded.

Background Information (Provided to Students)

R1-A has been in daily use for nine months. The pump (R1-P-RP) was last serviced (oil change and general inspection) six months ago. For the past three days, the operator has noticed progressive changes in the pump's behaviour during pump-down.

Day 1: A faint rattling noise, barely noticeable. System reached 0.06 mbar (slightly above the normal 0.05 mbar).

Day 2: The rattling is louder and more consistent. The operator also notices the pump body feels hotter than usual. System reached 0.09 mbar.

Day 3 (today): The rattling is clearly audible from 2 metres away. The pump body is noticeably hot — too uncomfortable to hold a hand on for more than a few seconds.

The operator detects a faint oily/burnt smell near the exhaust and can see a slight haze of oil mist at the R1-FLT-EXH exhaust outlet. The system reaches 0.15 mbar after 20 minutes and appears to be stalling.

The operator stops the pump-down and collects evidence.

Valve Positions (During Investigation)

Valve ID Valve Name Position Why
R1-V-VENT Vent Valve CLOSED System was being roughed.
R1-V-ISO Isolation Valve CLOSED Operator isolated the chamber for investigation.

Evidence Package (Provided to Students)

Evidence 1 — Three-Day Trend:

Day Base Pressure (mbar) Pump-Down Time to Base Noise Body Temp Exhaust Oil Condition
Day 1 0.06 9 min Faint rattle Normal warm Clean Clear amber
Day 2 0.09 13 min Louder rattle Hotter than usual Clean Slightly darker
Day 3 0.15 (stalling) >20 min, stalled Loud rattle at 2m Too hot to touch Visible oil mist, burnt smell Noticeably dark

Evidence 2 — Rate-of-Rise Test (Day 3, isolated at 0.15 mbar):

Time after isolation R1-G-CH (mbar) Rate (mbar/min)
0 min 0.15
1 min 0.17 0.020
3 min 0.20 0.015
5 min 0.22 0.010
10 min 0.25 0.006

Evidence 3 — Pump Independent Test (Day 3): R1-P-RP tested at its own inlet: reaches 0.05 mbar (previously reached 0.009 mbar during last service check). The pump's own performance has degraded.

Evidence 4 — Visual Observations (Day 3):

Evidence 5 — System History:

Pump Status

Pump ID Pump Name Status Notes
R1-P-RP Roughing Pump OFF (during investigation) Pump has degraded — now reaches 0.05 mbar independently (previously 0.009 mbar). Multiple abnormal symptoms present.

Media Placeholder

[Media: SC-M06-03 Pump Health Assessment Checklist]

Student Prompt

The operator has been tracking R1-P-RP's behaviour over three days. Today the pump is showing clearly abnormal symptoms.

1. Recognise: Document the three-day progression of symptoms. For each observable (noise, temperature, exhaust, oil condition, base pressure), describe how it has changed from Day 1 to Day 3. What is the overall pattern — sudden failure or progressive degradation? 2. Interpret: The rate-of-rise test (Evidence 2) shows a decreasing rate. The pump independent test (Evidence 3) shows the pump now reaches 0.05 mbar instead of its previous 0.009 mbar. How do these two pieces of evidence relate? What does the gap between the pump's current performance (0.05 mbar) and the system stall (0.15 mbar) indicate — is the pump the only problem, or is something else contributing? 3. Communicate: The maintenance supervisor needs to be informed that R1-P-RP requires attention. Write a structured observation report (5-6 sentences) that documents what was observed, when the changes started, how they have progressed, and what the current status is. Do NOT diagnose the internal pump failure — that is the maintenance technician's role. The report should communicate the external evidence only. 4. Escalate: The supervisor asks: "Can we keep running the pump until the scheduled maintenance next month?" What does the evidence indicate about the viability of this proposal? Consider: (a) the trend direction (is it getting worse?), (b) safety implications of the current symptoms, and (c) what could happen if the pump is run to failure. Include at least 3 UNKNOWN items.

Teaching Points (Facilitator Notes)

Expected student observations:

Key learning moments:

Model observation report: "R1-P-RP has shown progressive degradation over the past three days. Day 1: faint rattling noise appeared, base pressure slightly elevated to 0.06 mbar (normal: 0.05 mbar). Day 2: rattling louder, pump body noticeably hotter than normal, oil slightly darker, base pressure 0.09 mbar.

Day 3 (today): rattling clearly audible from 2 metres, pump body too hot to touch, oil visibly dark, visible oil mist at R1-FLT-EXH exhaust (previously always clean), and a burnt odour from the exhaust.

System stalled at 0.15 mbar after 20 minutes. Pump independent test shows 0.05 mbar (previously 0.009 mbar at last service). All symptoms are worsening — the trend indicates an accelerating mechanical or oil-related issue inside the pump."

Response to "keep running until scheduled maintenance": "The evidence does not support continued operation until next month. The three-day trend shows accelerating degradation — every observable is worsening, not stabilising. The visible oil mist at the exhaust means R1-FLT-EXH is no longer fully protecting the workspace — this is both a health concern (operator inhalation) and an environmental concern.

If the pump is run to failure, the consequences could include: sudden loss of vacuum capability (unplanned downtime), catastrophic mechanical failure (potential safety hazard), or oil overheating (fire/smoke risk in extreme cases).

UNKNOWN: (1) The internal cause of the rattling — is it a worn bearing, damaged vane, or loose component? The progression rate depends on the specific failure mode. (2) Whether the dark oil contains metal wear particles — an oil sample analysis would reveal this. (3) Whether R1-FLT-EXH needs replacement (saturated from increased oil carry-over) or whether the pump itself is generating abnormally high oil mist. The trend data indicates that earlier inspection would reduce the risk of unplanned failure."

Common student errors:

End of Scenario Cards — Module 6